Trademark Statement of Use

Unlocking the Secrets of Trademark Statement of Use: The Ultimate Guide

Securing a trademark might seem like you’re stepping into a maze of legalities, but it doesn’t have to be a snooze fest! Think of the Trademark Statement of Use (SOU) as your secret map to brand protection. This isn’t just any old form; it’s your golden ticket to proving that your trademark isn’t just a fancy logo but a star player in the bustling marketplace.

But with a comprehensive understanding of the Trademark Statement of Use (SOU), the process becomes a lot more manageable. This document serves as evidence that your trademark is used in commerce, which is a necessary part of securing trademark rights. Grasping the SOU process is fundamental in ensuring your brand is well-protected. Here, we will examine the critical aspects of the Trademark Statement of Use, offering insights into its significance and function.

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Key Takeaways

  • A Trademark Statement of Use (SOU) is a mandatory filing with the USPTO that confirms the actual use of a trademark in commerce, and failing to submit it can result in the abandonment of the trademark application.
  • A Notice of Allowance indicates the trademark application is in the final stage, and the SOU must be submitted within six months from its receipt, or the application will be abandoned. Extensions are possible under certain circumstances.
  • Professional assistance from a trademark attorney can enhance the success rate of the SOU process, ensuring compliance with legal requirements and avoiding common pitfalls such as inadequate specimens or missed deadlines.

Understanding the Trademark Statement of Use

A Statement of Use (SOU) is the necessary document that serves as proof for using a trademark in commerce. It must be filed with the United States Patent and Trademark Office (USPTO), along with an associated fee, examples of actual usage, and a declaration verifying utilization by its rightful owner, this is not just some formality, but rather essential to secure protection through registering their trademarks.

From standard marks to collective service or membership mark applications, failure to adhere can lead to abandonment of the application process altogether. SOUs must be delivered accurately so as not to disqualify any patent/trademark requests from approval.

Intent to Use Applications

If you have a plan to use your trademark but it’s not in motion yet, an Intent to Use application can provide the answer. This is simply an indication of intending to use this mark for business purposes eventually. After its approval, though, there needs to be an Amendment of Alleged Use stating that the mark has been actively used commercially. Once accepted and published officially by the marketplace authority, it means actual usage was established through evidence-based formality. For it to go through from the ‘intent’ stage into effecting operational level changes (i.e., becoming active), a Statement of Usage must also be filed after confirmation sees fit – thus publishing the registration process successfully!

Commercial Usage

Using a trademark in the course of conducting business is known as ‘commercial usage.’ This involves customers acquiring an item with your trademark to show that it was produced by you or using tangible assets and intellectual property for financial gain when providing services.

When filing a Trademark Statement of Use, keep the minimum requirements in mind before determining whether or not the accompanying fee paid will be sufficient according to how many classes are included under this statement.

Why Do You Need to Submit a Statement of Use?

Final Step for Registration

The journey of trademark registration is meticulous and structured. If you’ve filed an Intent-to-Use (ITU) trademark application, submitting a Statement of Use is not just a formality, but a pivotal step. This document serves as your declaration that the trademark is actively being used in commerce, aligning with the initial intent stated. Without this crucial submission, your application cannot transition from a mere intention to a fully registered and recognized trademark.

Protection and Legal Reinforcement

A trademark is more than just a symbol or a name; it represents your brand’s identity and distinguishes your services or products in the market. By submitting an SOU, you’re not just completing a procedural step; you’re actively reinforcing your exclusive rights to that trademark. This is a key move in protecting your brand against infringement and misuse. It serves as a legal testament that you are the rightful owner and actively using the trademark in commerce, thus solidifying your claim and rights over it.

Strategic Business Move

Beyond legal requirements, submitting an SOU can be seen as a strategic business move. It sends a clear message to the market and your competitors that you are serious about your brand and its identity. This can have positive repercussions for your brand image and market presence, reinforcing customer trust and business authenticity.

The Trademark Registration Process and SOU

The trademark registration process involves the Statement of Use, and a Notice of Allowance will be granted when most registration steps are accomplished. This allows applicants to then demonstrate their actual use of the trademark in commerce by submitting an SOU within six months.

Otherwise, it could result in the abandonment of that application. Completing this part is vital as missing out on the statutory deadline would nullify your efforts made during official trademark registration proceedings.

Notice of Allowance

The Notice of Allowance is a sign that you are at the completion stage of your trademark registration process. This letter indicates that there has been no opposition to your application since it was announced, and henceforth can move on towards its conclusion.

Upon receiving such notification, it’s time to make preparations by preparing a Statement of Use so as not to disrupt the progress in securing this trademark registration.

Filing Deadlines

Adhering to the filing deadlines for your trademark registration is essential in order to avoid complications and disruption. The Statement of Use must be filed within six months from when you receive the Notice of Allowance, as viewed through the Trademark Status and Document Retrieval (TSDR) system, which allows one to track their application status via a timer-like function that shows how long before this time limit expires. Not abiding by this schedule may cause an abandonment of your trademark request.

Preparing Your Trademark Statement of Use

Getting ready for a Trademark Statement is comparable to packing your bags. You need to make sure everything needed is included – such as fulfilling specimen requirements with an authenticated statement. It needs close attention paid so that all elements are present before leaving on this journey!

Specimen Requirements

When filing for a Trademark Statement of Use, a specimen must be included that shows how the trademark is employed in commerce. Depending on what kind of product or service you are offering, this sample will look different. When selling goods, it should cover the usage of your trademark across all physical items as well as any accompanying packaging and containers found at point-of-sale displays.

Providing an insufficiently detailed example could lead to complications such as registration being refused/delayed or even having someone other than yourself involved with its application abandonment.

Sworn Declaration

A sworn statement is presented to vouch for the accuracy of information in a Statement of Use and confirm that the trademark has been commercially utilized across state boundaries. The format specified must include verification pursuant to 2.20 with a signature by an individual who owns or is validly authorized to sign on behalf of the trademark applicant, along with required fees plus at least one illustration portraying its use.

Filing Your Trademark Statement of Use

Now that you’ve completed your Trademark Statement of Use, the next step is to move forward with its filing. This entails paying for any necessary fees and selecting either online or mailed submission as a method.

Filing Fees

The filing fees for a Statement of Use are important expenses. There is a $100 fee per class required for electronic submission and $200 if filed through mail. Those who qualify as small or micro entities receive discounts of 60% and 80%, respectively, on most patent-related charges associated with the application.

When submitting multiple classes in one application, each individual requires their own respective fee – USPTO’s being no more than $100 per class. Payments can be made online via the official website of USPTO effortlessly and promptly.

Online vs. Mail Submission

Comparing online and mail submissions is analogous to deciding between taking a flight or planning a road trip. Both options get the job done, yet they provide vastly different experiences. Electronic submissions arrive at their destination in six days, drastically less than traditional mailed applications (around one month).

Though mailing an application poses its own set of issues such as incorrect identification for trademark owners, misidentifying goods/services, getting office actions from USPTO staff due to lack of information given upon submission, etc.

Things to Remember About Statement of Use Filings

When it comes to Statement of Use (SOU) filings for your trademark, there are a few key things to keep in mind that can make or break your success:

Keep It Going – Continuous Use is Key

Think of your trademark as a muscle that needs constant exercise. Once your SOU is given the thumbs up, you’ve got to keep flexing that trademark in the marketplace. Regular use of your trademark is like a regular workout for your brand’s legal health – it’s essential to maintain its protection.

Accuracy is Your Best Friend

This isn’t the time for creative storytelling. Every detail in your Statement of Use needs to be as accurate as a sniper’s aim. Why? Because any little fib or error can act like a wrecking ball, smashing the validity of your trademark into pieces. So, double-check, triple-check, and then check again!

Beat the Clock – Timeliness Matters

The USPTO (United States Patent and Trademark Office) isn’t lenient when it comes to deadlines. Miss a deadline, and it’s like missing a flight – there’s no uncomplicated way to fix it. An abandoned trademark is the last thing you want, so mark those deadlines on your calendar in bold and never let them pass you by!

Common Mistakes and How to Avoid Them

Working through the Trademark Statement of Use process can be intimidating, so it’s crucial to know the common pitfalls and how to avoid them. Here’s a look at some frequently made errors during this stage, plus tips on sidestepping such problems.

Inadequate Specimens

When filing a Trademark Statement of Use, it is easy to make an oversight with the specimens that are sent in. To pass inspection from the USPTO, they must display detailed ordering or purchasing information and meet all other requirements for demonstrating the use of their trademark, otherwise known as compliance criteria.

To ensure this isn’t missed, comprehension and understanding of what qualifies under these guidelines set by the USPTO is essential.

Missing Deadlines

To prevent the loss of a trademark application, it is important to be mindful and take action on key dates like filing deadlines for Statements of Use or extension requests. To ensure that these are handled in a timely fashion, use an electronic system with docketing software – this will enable you to create regular reports, so no deadline slips through unnoticed.

Submitting Poor Evidence of Use:

A frequent error in the SOU process is providing evidence that doesn’t quite hit the mark. This might mean the evidence doesn’t clearly show the trademark being used in commerce, or it may not match the goods and services listed in your application. To avoid this, double-check that your evidence is spot-on: it should be clear, relevant to your listed goods or services, and indisputably show your trademark in use.

Overlooking Legal Requirements:

The SOU isn’t just a formality; it’s a legal document with specific requirements. Ignoring these, like not understanding the declaration of use or misinterpreting the legal standards, can lead to your application being rejected. Familiarize yourself with the

Seeking Professional Assistance

Engaging the help of a trademark attorney can make going through the Statement of Use process far smoother and more efficient. Much like having an experienced tour guide to take care of all your needs, hiring a professional in this field will ensure that everything is carried out properly and on schedule when dealing with the Trademark Statement.

Engaging a trademark attorney during the Statement of Use process can be an invaluable asset, providing representation before the Patent and Trademark Office while ensuring compliance with filing requirements. The lawyer’s expert knowledge of USPTO regulations and ethics also helps refine submissions for increased chances of success. To pro se filings. Benefits include competent legal counsel along with prevention from mistakes that could become costly as well as regular updates regarding one’s case status throughout its progression at the trademark office.


The trademark statement of use process can be overwhelming, yet having the proper guidance and being informed on what it entails makes things much simpler. Important aspects to bear in mind are comprehending the steps involved, adhering to deadlines, preparing suitable examples for examination, and avoiding potential pitfalls. Professional help may prove useful here, but staying alert and taking the initiative should also be advantageous as your trademark is invaluable, a representation of your brand which deserves safeguarding at all costs.

Is Your Brand’s Future Hanging by a Thread?

In the fast-paced world of business, your trademark is the heartbeat of your brand. But without ironclad protection, it’s vulnerable – exposed to the whims of competitors and the chaos of the market. At Ana Law, we don’t just file trademarks; we shield your brand’s soul.

With a spectrum of services from searches to litigation, we’re more than lawyers – we’re your brand’s armor in the battleground of commerce. Wait no more. Time is ticking, and with each passing moment, your brand’s future could be slipping away.

Act now. Book your consultation with Ana Law and lock in the security your brand deserves.


Frequently Asked Questions

What is proof of use for trademark?

Evidence of commercial use for a trademark is shown by furnishing specimens that demonstrate how the mark appears on products. These can be presented as photographs or other visuals, illustrating it clearly.

What is a trademark statement of continued use?

A Statement of Continued Use is a requirement from the trademark office wherein the trademark owner submits examples of trademark use for each class of goods and services. It is essential for demonstrating current usage of the trademark to the USPTO.

How much is a statement of use for trademark extension?

The USPTO charges a fee of $150 per class to request an extension for the Statement of Use. Each Extension Request requires an accompanying filing fee of $125 per respective goods/services classification.

What is an Intent to Use application?

When intending to use a trademark in the future, an application for Intent to Use is filed. This action signals that there are intentions of utilizing it commercially, even though no actual commerce with this brand has happened yet.

What is a Notice of Allowance?

The USPTO sends out a Notice of Allowance when the necessary steps to register a trademark application have been satisfied, signifying that registration is close at hand.

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